Christopher Cox

Results: 488



#Item
351Financial regulation / Financial system / Financial markets / Financial services / United States securities law / Naked short selling / Short / Locate / Christopher Cox / Finance / Financial economics / Short selling

Microsoft Word - SEC Short Sale Letter[removed]_3_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-10-17 13:44:35
352U.S. Securities and Exchange Commission / Financial economics / Securities and Exchange Commission / Securities Commission / Venture capital / Business Development Company / Republic of Srpska Securities Commission / Government / Investment / Christopher Cox

Comments of D. Chavern on S7-37-04

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Source URL: www.sec.gov

Language: English - Date: 2006-12-13 15:10:51
353Funds / Collective investment schemes / Institutional investors / Mutual fund / Management fee / Christopher Cox / Hedge fund / Financial economics / Investment / Financial services

Comment Letter on File No. S7-03-04

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Source URL: www.sec.gov

Language: English - Date: 2007-04-19 13:17:10
354Public company / Business / Finance / Market capitalization / Christopher Cox

Comment Letter on File No. S7-37-04

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Source URL: www.sec.gov

Language: English - Date: 2007-10-30 12:04:09
355Financial services / Institutional investors / Securities / Collective investment schemes / Mutual fund fees and expenses / Prospectus / Mutual fund / Christopher Cox / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

March 13,2008 VIA FASCIMILE: [removed]The Honorable Christopher Cox Chairman U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2008-04-03 11:28:07
356Business / Finance / Corporate governance / United States corporate law / United States Securities and Exchange Commission / Sarbanes–Oxley Act / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Christopher Cox / United States securities law / Auditing / Accountancy

Comment Letter on File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2006-04-04 11:39:21
35773rd United States Congress / Financial economics / SEC filings / Finance / Investment / Securities Exchange Act / U.S. Securities and Exchange Commission / Security / Christopher Cox / Stock market / United States securities law / United States Securities and Exchange Commission

Microsoft Word - Deregistration Second Round - v3.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-02-15 12:21:22
358Finance / Financial regulation / Stock market / Financial markets / Naked short selling / Short / Christopher Cox / New York Stock Exchange / Stock / Short selling / Financial economics / Investment

Microsoft Word - Document5

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Source URL: www.sec.gov

Language: English - Date: 2008-09-02 10:34:28
359Financial system / Finance / Financial markets / Naked short selling / Stock market / U.S. Securities and Exchange Commission / Christopher Cox / Uptick rule / Capital market / Financial regulation / Short selling / Financial economics

Comment Letter on File No. S7[removed]and S7-26-08

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Source URL: www.sec.gov

Language: English - Date: 2008-10-09 10:34:12
360Financial regulation / Financial statements / Generally Accepted Accounting Principles / Auditing / International Financial Reporting Standards / International Accounting Standards Board / Public Company Accounting Oversight Board / Christopher Cox / Sarbanes–Oxley Act / Accountancy / Business / Finance

Comment Letter on File No. S7-13-07

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Source URL: www.sec.gov

Language: English - Date: 2007-11-20 15:16:28
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